Wednesday, February 6, 2019

Always try to keep the number of landings you make equal to the number of take offs you've made...

The patient safety movement in health care has borrowed heavily from lessons learned in both commercial and military aviation for the past several years.  For example, one of the earliest descriptions of so-called High Reliability Organizations (defined as organizations that operate in complex, dangerous environments for extended periods of time without experiencing serious accidents or catastrophic events) studied three different organizations - a nuclear power plant owned by Pacific Gas & Electric Company (the Diablo Canyon Power Plant on the coast of California), the Federal Aviation Authority's air traffic control operations, and flight operations on an United States Navy aircraft carrier (the U.S.S. Carl Vinson). 

These three organizations had a number of characteristics in common:
  1. Hypercomplexity – extreme variety of components, systems, and levels.
  2. Tight coupling – reciprocal interdependence across many units and levels.
  3. Extreme hierarchical differentiation – multiple levels, each with its own elaborate control and regulating mechanisms.
  4. Large numbers of decision makers in complex communication networks – characterized by redundancy in control and information systems.
  5. Degree of accountability that does not exist in most organizations – substandard performance or deviations from standard procedures meet with severe adverse consequences.
  6. High frequency of immediate feedback about decisions.
  7. Compressed time factors – cycles of major activities are measured in seconds.
  8. More than one critical outcome that must happen simultaneously – simultaneity signifies both the complexity of operations as well as the inability to withdraw or modify operations decisions.
Importantly, while many organizations exhibit one or a few of these characteristics, high reliability organizations exhibit all of them simultaneously!  Also, these characteristics defined why, but not necessarily how these organizations were high reliability organizations.  In other words, these characteristics defined the complex, dangerous environments in which these organizations operated.  How these organizations responded to these factors determined how they became high reliability organizations.  As I have discussed in a number of previous posts, the following five characteristics defined the "how":
  1. Preoccupation with Failure
  2. Reluctance to Simplify
  3. Sensitivity to Operations
  4. Commitment to Resilience
  5. Deference to Expertise
As it turns out, while these are the essential and defining characteristics of High Reliability Organizations, these organizations do a lot more to reduce the likelihood of a serious accident (or at least limit the consequences of the serious accident).  Here is where those of us in the health care industry can learn a lot more from U.S. Navy flight operations at sea.

Today, I want to focus on something called peer review.  I am not talking about the "peer review" that occurs when scientists and clinician-investigators submit their study findings for publication in journals.  Peer review, in the current context, involves the process by which a physician's quality of care or professional behavior is reviewed by his or her colleagues (i.e., his or her peers) to determine if the quality of care or professional behavior meets certain standards of care.  Importantly, the U.S. legal system and other regulatory bodies, such as the Joint Commission, provide certain safeguards to protect the findings of peer review from being used in a malpractice lawsuit. 

Peer review is important - who better to review a physician's clinical performance than a fellow physician, someone who knows and fully understands what it is like to practice in a certain clinical environment.  I have heard a number of physicians state that if their performance was going to be graded, it better be graded by a physician!

Are their examples of peer review in High Reliability Organizations?  Absolutely!  As it turns out, virtually every single carrier landing that a pilot in the U.S. Navy makes is graded by a peer - a fellow pilot.  The pilot who does the grading is affectionately known as "Paddles" - in the early days of Naval aviation, before the advent of computerized landing systems, pilots were guided on to the aircraft carrier by a fellow pilot (who also graded the landing) using handheld paddles (see the picture below of the character "Beer Barrel" from the classic movie, The Bridges of Toko Ri):

Image result for bridges of toko ri and beer barrel

Now that there are computerized landing systems, "Paddles" (the Landing Safety Officer, or LSO)sole function is to grade each pilot's landing - in other words, peer review!

Image result for paddles naval aviation

Each landing is graded with a numerical score, and the results for all of the pilots in the squadron are displayed on the "Greenie Board" in the squadron's ready room.  The possible results are "OK Pass" (above average, depicted by a green dot with a numerical score of 4.0), "Fair" (average, depicted by a yellow dot with a numerical score of 3.0), "No Grade" (depicted by a "turd brown" dot with a numerical score of 2.0), "Wave Off" (depicted by a red dot with a numerical score of 1.0), or a "Cut" (unsafe pass that did not result in a landing, depicted by a blue dot with a numerical score of 0.0).  A "bolter" is a landing attempt in which the tail hook does not catch one of three wires used to "trap" the plane to the deck.  As they say in the Navy, "a 'good' landing is one from which you can walk away.  A 'great' landing is one after which they can use the plane again!"

Related image

Notice also that these scores and landing grades are completely transparent!  Every single pilot, including the commanding officer of the squadron, is listed on the "Greenie Board" for all to see.  If someone from another part of the ship happens to visit the squadron ready room, he or she will be able to see the results too.  100% transparency leads to 200% accountability ("I am accountable for my behavior and performance, but I am also accountable for the behavior and performance of my teammates.").

As you think about what happens every single day on an aircraft carrier at sea, think of what we can (and probably should) be doing differently in health care.  Many physicians are still reluctant to participate in peer review, or in many cases, think of peer review committees as the "police" or the "bad guys".  Not true!  If we fail to incorporate peer review into our daily work, then someone else (likely not a peer) will do it for us!  Peer review is an important component to achieving high reliability!

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